• QP Dufournet-Tran, IHS Markit, SFTR 6M Review Pt 2

  • Feb 4 2021
  • Length: 44 mins
  • Podcast

QP Dufournet-Tran, IHS Markit, SFTR 6M Review Pt 2

  • Summary

  • Que Phuong Dufournet-Tran, Trading Services & Analytics Regulatory Affairs, IHS Markit, continues with her SFTR Review, this time looking forward - what is the focus for the firms and industry participants for 2021?

    In January 2021, her scope was widened beyond SFTR due to the IHS Markit has acquired Cappitech, a technology provider of regulatory reporting, best execution analysis and business intelligence solutions.  

    Timeline

    00:00 Introduction

    2:42 The motto for 2021 - Data Quality and Control

    8:05 The focus on Lifecycle Events

    10:58 The problem of missing LEIs for Non-EEA issuers

    25:19 Responsibility without Control

    30:48 What are market participants focussed on for 2021?

    32:37 Data standardisation - an international objective

    38:54 No regulation is perfect - in a better place than we were

    40:40 Roy's wrap-up

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